Ethical And Professional Standards - Ethical And Professional Standards Section 1

Avatto>>CFA Level 1>>PRACTICE QUESTIONS>>Ethical And Professional Standards>>Ethical And Professional Standards Section 1

23. Which of the following is not a Standard of Professional Conduct?

  • Option : A
  • Explanation : It is the Integrity of Capital Markets, not the Efficiency of Capital Markets
Cancel reply
Cancel reply

24. Which one of the following is a Standard of Professional Conduct?

  • Option : C
  • Explanation : B is incorrect because it is Investment Analysis, Recommendations, and Actions. A is incorrect because it is Duties to Clients and Duties to Employers.
Cancel reply
Cancel reply

25. Which one among the following is not a Standard of Professional Conduct?

  • Option : C
  • Explanation : Communication with clients and prospective clients is a substandard under Investment Analysis, Recommendations, and Actions.
Cancel reply
Cancel reply