Ethical And Professional Standards - Ethical And Professional Standards Section 1

Avatto>>CFA Level 1>>PRACTICE QUESTIONS>>Ethical And Professional Standards>>Ethical And Professional Standards Section 1

16. The Professional Conduct division of the CFA Institute is responsible for enforcing testing policies for:

  • Option : C
  • Explanation : The Professional Conduct division of the CFA Institute is responsible for enforcing testing policies for the CFA Institute education programs and the CIPM program.
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17. Who maintains oversight and responsibility for the Professional Conduct Program?

  • Option : B
  • Explanation : The CFA Institute Board of Governors maintains oversight and responsibility for the Professional Conduct Program.
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19. Which of the following is not the result of a sanction imposed by the CFA Institute?

  • Option : C
  • Explanation : Sanctions include public censure, suspension of membership, use of the CFA designation, and revocation of the CFA charter.
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