Ethical And Professional Standards - Ethical And Professional Standards Section 2

all actual fee-paying, discretionary portfolios must be included in at least one composite.

all discretionary portfolios must be included in a composite.

all actual fee-paying portfolios must be included in a composite.

A single portfolio for a specific client type such as a retail or institutional investor.

One or more portfolios managed to a similar investment mandate, objective or strategy.

One or more top-performing portfolios provided it is a pre-established criteria.

A fund with high liquidity that invests in debtinstruments.

A fund that invests in a portfolio of money market instruments.

A fund that generates returns in line with the performance of gold.

that it ensures the accuracy of any composite presentation.

to increase confidence in the firm’s claim of compliance.

to ensure the performance of a specific fund or mandate is as presented.